Securities Industry and Financial Markets Association

Results: 602



#Item
361Straight-through processing / Business / MDDL / Security / Software and Information Industry Association / Reference data / Society for Worldwide Interbank Financial Telecommunication / Financial markets / Finance / Market data

June 13, 2004 Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, NW Washington, DC[removed].

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Source URL: www.sec.gov

Language: English - Date: 2004-06-23 12:26:47
362Bonds / Securities / Securities Industry and Financial Markets Association / Stock market / Financial economics / Investment / Financial system

Technical Notice TO: BOX Participants FROM:

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Source URL: boxexchange.com

Language: English - Date: 2013-01-16 21:44:25
363Bonds / Securities / Securities Industry and Financial Markets Association / Stock market / Business continuity planning / MOT test / Financial economics / Investment / Financial system

Technical Notice TO: BOX Participants FROM:

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Source URL: boxexchange.com

Language: English - Date: 2013-01-16 21:44:20
364Financial markets / Stock market / Bonds / Securities / Securities Industry and Financial Markets Association / Repurchase agreement / Financial economics / Investment / Finance

Technical Notice[removed]TO:

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Source URL: boxexchange.com

Language: English - Date: 2013-01-16 21:43:58
365Investment banks / Primary dealers / House of Morgan / Goldman Sachs / Subprime mortgage crisis / JPMorgan Chase / American International Group / Morgan Stanley / Securities Industry and Financial Markets Association / Investment banking / Investment / Financial economics

Toward Greater Financial Stability: A Private Sector Perspective EXHIBIT I Counterparty Risk Management Policy Group II E. Gerald Corrigan, Chairman Managing Director

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Source URL: www.crmpolicygroup.org

Language: English - Date: 2008-08-05 10:55:27
366Bonds / Securities / Securities Industry and Financial Markets Association / Stock market / Business continuity planning / Financial economics / Investment / Financial system

Informational Circular TO: BOX Participants FROM:

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Source URL: boxexchange.com

Language: English - Date: 2013-08-30 09:54:36
367Investment / Jump$tart Coalition for Personal Financial Literacy / Financial literacy / Securities Industry and Financial Markets Association / National Endowment for Financial Education / Financial adviser / MoneySmart / Financial Literacy Month / Dodd–Frank Wall Street Reform and Consumer Protection Act / Financial economics / Economics / Finance

November/December[removed]UPCOMING EVENTS InvestWrite Essay Competition Nationwide The Securities Industry and Financial Markets Association

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Source URL: www.ots.treas.gov

Language: English - Date: 2014-09-05 15:44:57
368Pricing / Financial markets / Financial data vendors / Financial services / Interactive Data Corporation / Fair value / Valuation / Hedge fund / Securities Industry and Financial Markets Association / Financial economics / Finance / Business

Interactive Data Expands NY Close International Fixed Income Evaluation Services to include Asia Pacific Sovereign and Corporate Bonds

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Source URL: www.interactivedata.com

Language: English - Date: 2014-08-28 11:11:38
369Financial markets / Financial system / Economy of the United States / Self-regulatory organizations / Financial Industry Regulatory Authority / U.S. Securities and Exchange Commission / Securities Industry and Financial Markets Association / NYSE Arca / Securities Exchange Act / Financial economics / Investment / United States securities law

November 7, 2007 Dr. Erik R. Sirri Director, Division of Market Regulation U.S. Securities and Exchange Commission 100 F St., N.E.

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Source URL: www.sec.gov

Language: English - Date: 2007-11-09 15:19:01
370Securities / Stock market / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress / Securities Act / Prospectus / Credit rating agency / Securities Industry and Financial Markets Association / Financial economics / Finance / Investment

Microsoft Word - ASF SEC Comment Letter re Static Pool[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2009-11-24 10:09:54
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